-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, R3UY3mH3TcdPb/Bvv1Kk8aeF9A5SaL/7J43A06lEsWeim747733FKjca798cg1k+ SrtvHjGxg3CmxtmAaufSSw== 0000950144-01-002713.txt : 20010223 0000950144-01-002713.hdr.sgml : 20010223 ACCESSION NUMBER: 0000950144-01-002713 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: BERGER HOLDINGS LTD CENTRAL INDEX KEY: 0000706777 STANDARD INDUSTRIAL CLASSIFICATION: SHEET METAL WORK [3444] IRS NUMBER: 232160077 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-35465 FILM NUMBER: 1544758 BUSINESS ADDRESS: STREET 1: 805 PENNSYLVANIA BLVD CITY: FEASTERVILLE STATE: PA ZIP: 19053 BUSINESS PHONE: 2153551200 MAIL ADDRESS: STREET 1: 805 PENNSYLVANIA BLVD CITY: FEASTVILLE STATE: PA ZIP: 19053 FORMER COMPANY: FORMER CONFORMED NAME: INOVEX INDUSTRIES INC DATE OF NAME CHANGE: 19900815 FORMER COMPANY: FORMER CONFORMED NAME: LIFE CARE COMMUNITIES CORP DATE OF NAME CHANGE: 19891211 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: FINOVA MEZZANINE CAPITAL INC CENTRAL INDEX KEY: 0000933166 STANDARD INDUSTRIAL CLASSIFICATION: LOAN BROKERS [6163] IRS NUMBER: 621583116 STATE OF INCORPORATION: TN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 500 CHURCH STREET STREET 2: STE 200 CITY: NASHVILLE STATE: TN ZIP: 37219 BUSINESS PHONE: 6152560701 FORMER COMPANY: FORMER CONFORMED NAME: SIRROM CAPITAL CORP DATE OF NAME CHANGE: 19941128 SC 13G/A 1 g67066a1sc13ga.txt BERGER HOLDINGS, LTD 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 ------------------- SCHEDULE 13G/A (RULE 13D-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13D-1(B), (C) AND (D) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13D-2(B) BERGER HOLDINGS, LTD. (Name of Issuer) Common Stock, par value $.01 per Share (Title of Class of Securities) 084037 40 7 (CUSIP Number) December 31, 2000 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [x] Rule 13d-1(c) [ ] Rule 13d-1(d) (Continued on following pages) Page 1 of 5 Pages 2 CUSIP NO. SCHEDULE 13G/A (cover page continued) 1. NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Finova Mezzanine Capital Inc., Taxpayer I.D. 62-1583116 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (A) [ ] NOT APPLICABLE (B) [ ] NOT APPLICABLE 3. SEC USE ONLY 4. CITIZENSHIP OR PLACE OF ORGANIZATION Tennessee NUMBER OF SHARES 5. SOLE VOTING POWER 0 BENEFICIALLY 6. SHARED VOTING POWER 0 OWNED BY EACH 7. SOLE DISPOSITIVE POWER 0 REPORTING PERSON 8. SHARED DISPOSITIVE POWER 0 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] 0 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 0 12. TYPE OF REPORTING PERSON CO Page 2 of 5 Pages 3 SCHEDULE 13G Amendment No. 1 ITEM 1(A). NAME OF ISSUER: Berger Holdings, Ltd. ITEM 1(B). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: 805 Pennsylvania Blvd., Feasterville, PA 19053 ITEM 2(A). NAME OF PERSON FILING: Finova Mezzanine Capital Inc. ITEM 2(B). ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE: 500 Church Street, Suite 200, Nashville, TN 37219 ITEM 2(C). CITIZENSHIP: United States (Tennessee) ITEM 2(D). TITLE OF CLASS OF SECURITIES: Common Stock par value $.01 per share ITEM 2(E). CUSIP NUMBER: 084037 40 7 ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULE 13D-1(B) OR 13D-2(B), CHECK WHETHER THE PERSON FILING IS: (A) [ ] BROKER OR DEALER REGISTERED UNDER THE ACT (B) [ ] BANK AS DEFINED IN SECTION 3(A)(6) OF THE ACT (C) [ ] INSURANCE COMPANY AS DEFINED IN SECTION 3(A)(19) OF THE ACT (D) [ ] INVESTMENT COMPANY REGISTERED UNDER SECTION 8 OF THE INVESTMENT COMPANY ACT (E) [ ] INVESTMENT ADVISER REGISTERED UNDER SECTION 203 OF THE INVESTMENT ADVISERS ACT OF 1940 (F) [ ] EMPLOYEE BENEFIT PLAN, PENSION FUND WHICH IS SUBJECT TO THE PROVISIONS OF THE EMPLOYEE RETIREMENT INCOME SECURITY ACT OF 1974 OR ENDOWMENT FUND; SEE SS. 240.13D-1(B)(1)(II)(F) (G) [ ] PARENT HOLDING COMPANY, IN ACCORDANCE WITH SS. 240.13D-1(B)(II)(G); SEE ITEM 7 (H) [ ] GROUP, IN ACCORDANCE WITH SS. 240.13D-1(B)(1)(II)(H) ITEM 4. OWNERSHIP: (A) AMOUNT BENEFICIALLY OWNED: 0 (B) PERCENT OF CLASS: 0 Page 3 of 5 Pages 4 SCHEDULE 13G (C) NUMBER OF SHARES AS TO WHICH SUCH PERSON HAS: (I) SOLE POWER TO VOTE OR TO DIRECT THE VOTE: 0 (II) SHARED POWER TO VOTE OR TO DIRECT THE VOTE: 0 (III) SOLE POWER TO DISPOSE OR TO DIRECT THE DISPOSITION OF: 0 (IV) SHARED POWER TO DISPOSE OR TO DIRECT THE DISPOSITION OF: 0 ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS. IF THIS STATEMENT IS BEING FILED TO REPORT THE FACT THAT AS OF THE DATE HEREOF THE REPORTING PERSON HAS CEASED TO BE THE BENEFICIAL OWNER OF MORE THAN FIVE PERCENT OF THE CLASS OF SECURITIES, CHECK THE FOLLOWING [ X ]. ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. Not applicable ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY. Not applicable ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP. Not applicable ITEM 9. NOTICE OF DISSOLUTION OF GROUP. Not applicable ITEM 10. CERTIFICATION. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. Page 4 of 5 Pages 5 SCHEDULE 13G SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. FINOVA MEZZANINE CAPITAL INC. By: /s/ Philip S. Clark --------------------------------------- Philip S. Clark Vice President - Group Counsel on behalf of FINOVA Mezzanine Capital Inc. Date: February 14, 2001 Page 5 of 5 Pages -----END PRIVACY-ENHANCED MESSAGE-----